SEC宣告建立立异与金融科技战略中心
昨日,美国证券交易委员会宣告建立立异和金融科技战略中心(后文简称FinHub)。
FinHub将为大众参加美国证券交易委员会与FinTech相关问题和行动的评论供给资源,首要触及分布式账本技能(包含数字财物)、自动化出资主张、数字商场融资以及人工智能/机器学习等多个范畴。FinHub将以SEC几个内部作业组的作业为基础,并替代其功用,代表SEC处理相关事宜。
详细而言,FinHub的功能包含:
美国证券交易委员会的FinHub将由美国证券交易委员会公司财务部门的数字财物和立异高级参谋兼副总监ValerieA.Szczepanik领导,并由具有多年职业常识的经历的美国证券交易委员会各部门和办事处代表担任作业人员。
美国证券交易委员会主席JayClayton表明,
美国证券交易委员会致力于与出资者和商场参加者协作,寻求新的本钱构成、商场结构和金融服务办法,着眼于增强而非削减出资者维护......FinHub为咱们监控和参加有期望的证券商场立异的尽力供给了一个中心点,但履行相关指令相同需求灵敏、敏捷的监管呼应。
Szczepanik女士说:
为了了解这些新式技能,协助商场与监管组织之间进行交流,SEC作业人员现已从事了一段时间与金融科技相关的作业......经过推出FinHub,咱们期望为企业家、开发人员及其参谋供给清晰的途径,让他们与SEC作业人员互动,寻求定见和测验主意。
英文原文
TheU.S.SecuritiesandExchangeCommissiontodayannouncedthelaunchoftheagency'sStrategicHubforInnovationandFinancialTechnology(FinHub).
TheFinHubwillserveasaresourceforpublicengagementontheSEC'sFinTech-relatedissuesandinitiatives,suchasdistributedledgertechnology(includingdigitalassets),automatedinvestmentadvice,digitalmarketplacefinancing,andartificialintelligence/machinelearning.TheFinHubalsoreplacesandbuildsontheworkofseveralinternalworkinggroupsattheSECthathavefocusedonsimilarissues.
TheFinHubwill:
ProvideaportalforindustryandthepublictoengagedirectlywithSECstaffoninnovativeideasandtechnologicaldevelopments;PublicizeinformationregardingtheSEC'sactivitiesandinitiativesinvolvingFinTechontheFinHubpage;Engagewiththepublicthroughpublicationsandevents,includingaFinTechForumfocusingondistributedledgertechnologyanddigitalassetsplannedfor2019;ActasaplatformandclearinghouseforSECstafftoacquireanddisseminateinformationandFinTech-relatedknowledgewithintheagency;andServeasaliaisontootherdomesticandinternationalregulatorsregardingemergingtechnologiesinfinancial,regulatory,andsupervisorysystems.TheSEC'sFinHubwillbeledbyValerieA.Szczepanik,SeniorAdvisorforDigitalAssetsandInnovationandAssociateDirectorintheSEC'sDivisionofCorporationFinance,andstaffedbyrepresentativesfromtheSEC'spisionsandofficeswhohaveexpertiseandinvolvementinFinTech-relatedissues.
"TheSECiscommittedtoworkingwithinvestorsandmarketparticipantsonnewapproachestocapitalformation,marketstructure,andfinancialservices,withaneyetowardenhancing,andinnowayreducing,investorprotection,"saidSECChairmanJayClayton."TheFinHubprovidesacentralpointoffocusforoureffortstomonitorandengageoninnovationsinthesecuritiesmarketsthatholdpromise,butwhichalsorequireaflexible,promptregulatoryresponsetoexecuteourmission."
"SECstaffacrosstheagencyhavebeenengagedforsometimeineffortstounderstandemergingtechnologies,communicatetheagency'sstanceonnewissues,andfacilitatebeneficialinnovationsinthesecuritiesindustry,"saidMs.Szczepanik."BylaunchingFinHub,wehopetoprovideaclearpathforentrepreneurs,developers,andtheiradviserstoengagewithSECstaff,seekinput,andtestideas."
译者:高旭
来历:FINEXTRA